This is an archived article that was published on sltrib.com in 2014, and information in the article may be outdated. It is provided only for personal research purposes and may not be reprinted.
New York • The following is a list of initial public offerings planned for the week of October 6:
• Dave & Buster's Entertainment Inc. - Dallas, 5.9 million shares, priced $16 to $18, managed by Jefferies, and Piper Jaffray. Proposed Nasdaq symbol PLAY. Business: Operator of 70 casual dining restaurants offering large arcades and televised sports.
• Diplomat Pharmacy Inc. - Flint, Mich., 13.3 million shares, priced $14 to $16, managed by Credit Suisse, Morgan Stanley, and J.P. Morgan. Proposed NYSE symbol DPLO. Business: Operates the fourth largest specialty pharmacy in the U.S.
• HubSpot Inc. - Cambridge, Mass., 5 million shares, priced $19 to $21, managed by Morgan Stanley, J.P. Morgan, and UBS. Proposed NYSE symbol HUBS. Business: Provides a cloud-based marketing and sales software platform to small and medium sized businesses.
• MOL Global Inc. - Kuala Lumpur, Malaysia - 19.5 million American depositary shares, each representing one ordinary share, priced $12.50 to $14.50, managed by Citigroup, Deutsche Bank, and UBS. Proposed Nasdaq symbol MOLG. Business: Provider of online payment services used for online game credits and other digital content.
• NeuroSigma Inc. - Los Angeles, 3.6 million shares, priced $13 to $15, managed by Jefferies. Proposed Nasdaq Capital Market symbol NSIG. Business: Developing bioelectronic products used to treat drug-resistant epilepsy and depression.
• OM Asset Management Ltd. - London, U.K., 22 million ordinary shares, priced $15 to $17, managed by BofA Merrill Lynch, Morgan Stanley, and Citigroup. Proposed NYSE symbol OMAM. Business: Asset management arm of London-based Old Mutual with $215 billion in assets under management.
• USD Partners LP - Houston, 8.9 million shares, priced $19 to $21, managed by Citigroup, Barclays, and Credit Suisse. Proposed NYSE symbol USDP. Business: MLP spun out of US Development Group to own oil and gas rail terminals.
• Veritex Holdings Inc. - Dallas, 2.7 million shares, priced $12 to $14, managed by Sandler O'Neill, and Stephens. Proposed Nasdaq symbol VBTX. Business: Bank holding company with over $700 million of assets and eight branches in the Dallas metropolitan area.
Sources include SEC filings and Renaissance Capital in Greenwich, Conn., (http://www.renaissancecapital.com).